Scila In Strategic Relationship With FIMAS

Scila AB is pleased to announce a strategic relationship with FIMAS GmbH, as an implementation partner for Scila Compliance in the German marketplace.

via Pocket July 20, 2013 at 03:47PM

Edinburgh-based Kiltearn Partners has gone live with INDATA’s iPM – Intelligent Portfolio Management platform.

Edinburgh-based Kiltearn Partners has gone live with INDATA’s iPM – Intelligent Portfolio Management platform.

Greenwich, CT – INDATA, the provider of software and services for buy-side firms, has announced that Kiltearn Partners, based in Edinburgh, Scotland is live with INDATA’s iPM – Intelligent Portfolio Management platform.

Based on significant growth in assets under management, Kiltearn Partners LLP required better systems to facilitate greater operational efficiency and compliance capabilities. Kiltearn chose to implement iPM based on the system’s strong portfolio modeling, compliance and dealing (OMS) capabilities, as well as the fact that iPM can also provide a fully integrated back office accounting package via a single database architecture.

“The review and replacement of our back office system came about as a result of a full scale review of platforms within the current marketplace that offered us the functionality of a full front to back solution with more sophisticated compliance capabilities,” commented Stuart Gunderson, Chief Operating Officer. “Now that iPM is in place, we have a fully integrated software application that is designed to efficiently handle our investment management process,” he added.

“We are very pleased to welcome Kiltearn Partners LLP to our client community and look forward to serving their current and future needs,” commented David J. Csiki, Managing Director, INDATA. “Having made our iPM products and services available outside the US only last year, we have had excellent uptake by clients, especially in the UK, with a number of firms in our active implementation queue. We are excited by the depth of experience our new international clients bring to the iPM user group at large,” he added.

Firm58 – Management of Fees, Commissions and Payouts for Capital Markets

Firm58 is launching its new compliance & surveillance solution for broker dealers in response to heightened scrutiny of trading activity and evolving requirements for broker dealer trade supervision.

via Pocket June 20, 2013 at 06:38PM

Etrali Trading Solutions expands mobile recording offering for Dodd Frank compliance in the US

Etrali Trading Solutions, the leader in voice and electronic trading infrastructure and services for the trading communities, and its mobile technology partner, Natterbox, today announced the expansion of its mobile recording solution for the US.

via Pocket June 17, 2013 at 01:40PM

Fusion Systems’ hardware accelerated Raptor Raw helps traders achieve pre-trade risk management…

In today’s trading marketplace, where increasingly diverse and widespread regional and governmental regulations are imposed, there is a renewed focus on risk management, specifically on pre-trade risk exposure.

via Pocket June 15, 2013 at 07:18PM

Viewpointe and ZL Technologies Form Strategic Alliance

Viewpointe®, a leading payments and managed service p¬rovider to regulated industries, today announced it has formed a strategic alliance with ZL Technologies (ZL), a leading records management, archiving, compliance and eDiscovery software provider for large enterprises.

via Pocket June 15, 2013 at 07:06PM

Kusiri overview – transforming Client On Boarding, KYC, KYB, AML&Risk Management.


Kusiri is an information retrieval company and data platform. Our products help organisations to maximise their return on data and help researchers and analysts do their jobs more quickly and effectively. Our specialist teams are based in  London.

                       Connect, Collect& Protect

The power of the world’s data at your disposal– transforming Client On Boarding, KYC, KYB, AMLRisk Management.

The task of sourcing and extracting data from multiple sourcesin order to truly understand your customer, or to cost effectively manage risk and compliance obligations can be daunting, slow and increasingly costly.  In today’s Big Data world the information you need is not just in databases inside your firewall – relevant data must be found in multiplesources and file types, including in databases, e mails, online social networks, web sites, web search engines, newspaper archives, news feeds and other sources. 


Each different data source has its own means of access and retrieval. This can be challenging and time consuming using conventional tools and methods. Failure to source all relevant data from difficult-to-reach web sites and other sources, could lead to flawed on-boarding and client maintenance decisions. Failure to ensure you on-board and retain only the right clients for your business could cost significantly in terms of profits, resources and reputational damage. These are strategic issues and Kusiri provides analysts with a strategic platform to optimiseon-boarding and client maintenanceworkflow and help removeCOB and AML risk.

Kusiriprovides enterprise search solutions to deliver effective data acquisition from multiple sources, and formats… simultaneously


Kusiri CAMRA 2.5 integrates structured and unstructured data sources regardless of their means of access.  The platform enables  youto easily collect distributed data and transform it into a single data stream so that you can analyse and process big-data quicklythrough a single, normalised data stream that is generated dynamically.CAMRA is designed to“integrate everything” APIs, databases, deep web, file stores, web sites,etcfrom whichever infrastructure silos they originate. Kusiri provides connectors into potentially thousands of data sources and types that are searched  simultaneously to maximise scope and reduce data acquisition times to a fraction of that needed usingtraditional methods. Additional data sources can be added with no additional processing time overhead. The Kusiri system is integrated into your workflow or datastore via a single data API. It isdesigned to run on-premise or in the cloud, and our system architecture for data processing  means that performance is governed by CPU power – not network or source latency.


The Kusiri platform is an integrated hardware and software solution.  It is supplied on a dedicated server cluster (Appliance) that is available for use within minutes of being plugged into a power supply and network access.  There is no additional hardware requirement and no need for any operating system configuration.  All the required software is pre-installed and an administrator chooses the components that need to run via an administration console, through which the appliance can be remotely managed. 




Kusiri technology is used in a variety of sectors including Financial Institutions and Audit Firmsto enable them to better support their critical research and investigation workflow with dramatically increased speed and effectiveness, and at optimum cost. The Kusiri system ‘landscape’ is easily integrated with customers’ analysis and on boarding workflow so that existing best practice can be enhanced with superior decision support data from a single source.

Anti Money Laundering (AML)

AML activity is estimated to be the worlds second largest business sector after Oil & Gas, at around $2 trillion. To protect banks, businesses, governments and individuals, regulatory obligations mean that institutions must deploy systems and processes to detect and report money laundering. Kusiri technology enables organisations to capture, monitor and analyse relevant data from the widest necessary range of sources, to help minimiseoperational and reputational risk as well as protecting customers and shareholders’ interests.

Know Your Customer (KYC)

Engaging in new business relationships and On-Boarding can be risky. Managing risk across new & existing clients is critical to business performance and reputation. In order to properly complete the necessary searches and investigationsnecessary to reduce risk and comply with KYC regulations, your business needs fast and regular access to multiple data sources combined with Kusiri technology. Trusting Kusiri to automate data acquisition from any and all relevant sources can empower your organisation to achieve the highest levels of governance, compliance and competitiveness




5 New Street



United Kingdom

+44 (0)208123 8765


Kusiri is an information retrieval company and data platform. Our products help organisations to maximise their return on data and help researchers and analysts do their jobs more quickly and effectively. Our specialist teams are based in  London.



© 2013 Kusiri Limited.

All rights reserved.


Kusiri, CAMRA, and all other related logos and product names are either registered trademarks or trademarks of Kusiri Limited in the United Kingdom, the United States and/or other countries.  All other company, product and service names are the property of their respective holders and may be registered trademarks or trademarks in the United States and/or other countries. 

User Features Summary

  • Unlimited datasources into a single results table for analysis
  • Query Phrase Lists Directory for shared team tasks
  • Comprehensive deep search data acquisition options
  • Clone / Batch Queries – accelerated investigation tool
  • Results Preview to help accelerate analysis and decision support
  • Identify Meaning – entities and topics for sentiment analysis
  • Research Management–  embed research methodology into system
  • Multiple simultaneous projects for increased productivity


NICE launches first automated communications surveillance system

NICE launches first automated communications surveillance system

Solution offers compliance management system to address requirements under the Dodd Frank Act

Ra’Anana, Israel – NICE Systems has introduced its Proactive Compliance Solution for Trading Floors, which enables financial institutions to monitor and investigate trade interactions.

Aiming to facilitate compliance with regulatory requirements, such as the Dodd Frank Act that mandate a complete audit trail for conducting comprehensive and accurate trade reconstructions, the solution uses analytics technology to identify infractions, detect and mitigate risk, and manage day-to-day compliance.

“The Dodd-Frank Act is generating a storm of new regulations globally that forces trading floors to look for advanced solutions for proactive compliance,” said Yochai Rozenblat, President of the NICE Customer Interactions Group. “NICE’s innovative technology offers valuable cross-channel insights that enable financial organizations to makes sense of the vast amount of information exchanged during trade communications in order to more effectively manage compliance.”

The NICE Proactive Compliance solution for trading floors combines NICE’s speech analytics technology with Attivio’s Active Intelligence Engine, to deliver near real-time insights on all interactions occurring across trade communications. If an infraction takes place, the system automatically generates an alert. The information gathered can also be leveraged by organizations to analyze and understand emerging risks in order to help prevent infractions from occurring in the future.

The solution also includes the indexing of all interactions, including calls, emails, and chats, as well as an intelligent investigation processes that automatically highlights compliance risks within these multi-channel communications. Using these capabilities, organizations can easily filter and search through every type of interaction in order to reconstruct trades for investigation and audit when necessary.

Fusion Systems’ hardware accelerated Raptor Raw helps traders achieve pre-trade risk management…

In today’s trading marketplace, where increasingly diverse and widespread regional and governmental regulations are imposed, there is a renewed focus on risk management, specifically on pre-trade risk exposure.

via Pocket May 12, 2013 at 04:16PM

Susquehanna Financial Group Extends Its Relationship With SunGard’s Protegent Trading Compliance

Susquehanna Financial Group, LLLP (SFG), the institutional broker-dealer member of the Susquehanna International Group of Companies (SIG), has extended its relationship with SunGard’s Protegent Trading Compliance as the firm’s platform for trading compliance of its institutional equities tradin

via Pocket May 08, 2013 at 07:59PM

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